Fisher Investments Europe Hiring For Compliance Associate at Dublin, County Dublin Full Time

Overview:
The Opportunity:
As a Compliance Associate at Fisher Investments Ireland (“FII”), you will help ensure our company and employees are compliant with applicable regulations. You will be part of a small and extremely collaborative team which prides itself in producing high-quality work. You will report to the Head of Compliance and assist with AML/CFT and compliance tasks within the team.

This is a great opportunity for you if you succeed in a collaborative environment, learn from your setbacks, and use insights to guide your decisions and approach to problems.

The Day-to-Day:
Help assess AML and Compliance risk on all client relationships following FII’s AML/CFT framework

Review proposals from sales for AML/CFT completeness in line with local policy and requirements, liaising with the Business on same

Perform due diligence, requesting Know Your Clients (KYC) information

Advise the business on regulatory requirements and assist with firm updates to Compliance policies

Conduct daily monitoring activities including those related to financial sanctions checks / PEP checks

Help with regular reviews of clients subject to Enhanced Due Diligence

Support/conduct reviews using the AML & non-AML Monitoring Plan and discussing any matters that arise with the Head of Compliance

Help develop the AML and non-AML Compliance Frameworks and AML and non-AML Monitoring Plans

Assist with producing Management Information for Committee and Board Reporting

Review and update our Financial Crime Risk Assessment and Business Risk Assessments

Help provide compliance training in the areas of Compliance Induction and AML for employees

Stay informed about guidance, consultation papers and thematic reviews from the Central Bank of Ireland and EU

Assist the Head of Compliance with governance reporting and related items

Your Qualifications:
A university degree or equivalent combination of education and experience

2+ years of 2nd line Compliance experience

Ability to educate our departments on regulatory matters and handle challenges from individuals

Experience educating first line departments on regulatory matters and how to handle challenges from individuals in the business

Italian and/or Spanish language skills a considerable advantage

LCOI qualification preferable but not essential

Complete a volume of varied tasks in a given time-frame while managing projects

Why Fisher Investments Ireland:
The global Fisher organisation distinguishes itself by putting clients first, providing unmatched service, and taking a personalised approach to investing. You can feel confident knowing that Fisher Investments and Fisher Investments Ireland align with our clients’ priorities by using a simple and transparent fee structure and recognised European custodians.

It’s the people that make the Fisher purpose possible, and to help our employees meet their long-term goals, we offer an array of benefits, including:

100% paid premiums for our top-tier supplemental healthcare and dental plans for employees and their qualified dependents

28 days annual leave, with the ability to purchase up to 3 additional days per year, plus up to 11 paid holidays

Enhanced maternity pay package with 26 weeks’ top up to full base pay for eligible employees

A retirement pension plan, featuring a 9% company pension contribution of your base pay and an additional company match of up to 5% of base pay

Monthly gym subsidy of up to €50 per month

Employee Assistance Program and other emotional wellbeing services

A collaborative working environment that practices ongoing training, educational support and employee appreciation events

We take great pride in our inclusive culture. We value the different perspectives and unique skills you bring to the team – it makes us all better. Success at Fisher Investments is motivated by results, a collaborative mindset and a commitment to accomplishing great things – so if you are ready to do that, we are ready for you! Apply today to be a part of a team environment where you make a difference in the lives of people by bettering the investment universe.

FISHER INVESTMENTS IRELAND IS AN EQUAL OPPORTUNITY EMPLOYER