The compliance analyst is a nerd that LOVES all things compliance and helping firms improve their compliance programs. The ideal candidate will have experience performing compliance testing for broker-dealers and RIAs. The ideal candidate loves working in the background, collaborating when needed, and holds themselves to a high standard of work product and professionalism.
Compensation:
$85,000 – $100,000 yearly
Responsibilities:
The successful candidate will:
Qualifications:
Experience and Qualifications Required:
Other Skills Required:
BENEFITS:
We offer a competitive benefits package including medical, dental, and vision coverage, 401(k) with employer match, permanently remote position, all-expense paid firm retreats, and robust PTO and time off policy.
About Company
We are a fast-growing virtual law firm looking to help more advisers and independent financial services companies.
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